Assurium Insights Audits 5 Documentation Red Flags Auditors Look For
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AuditsDecember 16, 20257 min

5 Documentation Red Flags Auditors Look For

The patterns that trigger deeper reviews, and how to avoid them.

By Assurium Team

Auditors don't read every note line by line. They scan for patterns. Red flags indicate systemic issues worth investigating further. Understanding these patterns helps you avoid triggering the deeper review in the first place.

1. Copy-forward without meaningful updates

EMR templates make documentation faster. They also make it easy to generate notes that look nearly identical session after session.

Auditors call this "cloned documentation." When progress notes for different dates contain the same language, same observations, and same interventions with no evidence of clinical change, it signals one of two problems:

  • The provider isn't documenting actual session content
  • The patient isn't making progress (which raises questions about medical necessity)

Neither interpretation helps you in an audit.

The fix: Every note should contain at least one specific, session-dated observation that couldn't have been copy-forwarded from the previous visit.

2. Time notation inconsistencies

Time-based codes require time documentation. But auditors see patterns that suggest the documentation doesn't reflect reality:

  • Round numbers only: every session documented as exactly 60 minutes
  • Impossible schedules: back-to-back sessions with no transition time
  • Template defaults: the same duration field auto-populated regardless of actual service

If your 53-minute code is always documented as 53 minutes, that's actually a red flag. Real sessions have variance.

The fix: Document actual start/end times or total duration. Accept that real numbers look irregular.

3. Goals without measurable criteria

"Patient will improve coping skills" isn't a treatment goal. It's a wish. Auditors look for goals that include:

  • Specific behaviors to be changed
  • Measurable criteria for success
  • Target timeframes for achievement

Vague goals make it impossible to demonstrate progress, which makes it difficult to justify ongoing treatment as medically necessary.

The fix: Every goal should answer: "How will we know when this is achieved?" If you can't measure it, it's not a goal.

4. Missing or late signatures

This seems administrative, but it's one of the easiest audit findings to defend (or fail).

  • Notes signed days or weeks after the service date raise questions about accuracy
  • Missing credentials make it unclear whether the signer was qualified to render the service
  • Unsigned notes are indefensible

The fix: Sign notes the same day. Include full credentials. Make it a non-negotiable workflow requirement.

5. Documentation that doesn't match the code

The service billed must match the service documented. Auditors look for misalignments:

  • Psychotherapy codes with notes that read like case management
  • High-complexity E/M codes without documented complexity
  • Family therapy with no family member mentioned in the note
  • Crisis intervention for what reads like a routine session

If the documentation doesn't support the code, the code gets denied. Period.

The fix: Before billing, ask: "Does this note prove that this specific service occurred?" If not, either the note or the code needs to change.

The meta-pattern

Notice what these red flags have in common: they're all about consistency and specificity. Auditors aren't looking for perfect prose. They're looking for documentation that makes sense, matches itself across the record, and provides enough detail to verify that the billed service actually happened.

The clinics that avoid audit problems don't have better writers. They have better systems for catching these patterns before payers do.